Robert Monteforte
Assistant Vice President

Robert Monteforte began as a Compliance Analyst and is now an Assistant Vice President at Alaric; his experience includes working with the Alaric Directors who serve as chief compliance officers and their clients to implement and manage web-based technology platforms for compliance program monitoring and testing including Code of Ethics and Personal Trading administration, compliance training, email and social media reviews. Since joining Alaric, he has served as a compliance consultant to several investment advisers, broker-dealers, business development companies and private funds ranging from startups to firms with over $3 billion in AUM. Mr. Monteforte holds his Securities Industry Essentials license.

 Prior to joining Alaric Mr. Monteforte was the Associate for the Industrials Sector of the Manhattan College Investment Club while also an intern at Berard & Associates CPA firm.                                                             

Mr. Monteforte graduated Cum Laude, with a Bachelor of Science degree in Business Administration from Manhattan College O’Malley School of Business.

Call us:1.888.243.2448
Or Email Us: info@alariccompliance.com to schedule a phone appointment

Contact Us
×
Request a Proposal