Lisa P. Sullivan has over 28 years of experience in the financial services industry. At Alaric, Ms. Sullivan is responsible for managing all aspects of administrative support for the Chief Executive Officer of the firm and managing the day-to-day operations of the office facility. She also assists the Alaric Directors in the execution of code of ethics compliance activities.
Prior to joining Alaric Ms. Sullivan worked for 13 years at Nomura Securities International, Inc. There she held several different positions including serving as the assistant to the office of the chief operating officer where she worked on the team that established and managed the back up facility for the New York office after September 11th. She also provided sales and compliance support to the Equity and Fixed Income Divisions.
Prior to Nomura, she worked at Prudential Financial and Citigroup as an assistant to one of the firm’s leading wealth advisers. Ms. Sullivan holds a BS in Business Administration with a concentration in Banking and Finance from Hofstra University's Frank G. Zarb School of Business.
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