Guy F. Talarico is the Founder and Chief Executive Officer of Alaric Compliance Services LLC, one of the nation's leading regulatory compliance consulting firms. Established in 2004, Alaric Compliance provides regulatory compliance support, including independent Chief Compliance Officer (CCO) outsourcing to investment managers registered with the SEC, CFTC, NFA and FINRA. The Alaric client base includes many well-known and respected business development companies (BDCs), hedge funds, registered investment advisers (RIAs), mutual funds, ETFs, broker-dealers and private equity firms.
Mr. Talarico has over 30 years of experience in the financial services industry. His extensive background includes: serving as the CCO to various RIAs and registered investment companies; the management of a $45 billion asset management and services group at JP Morgan-Chase; client management of SEC-registered advisers within the Institutional Custody Division of Investors Bank & Trust Company; development of an outsourced SEC regulatory compliance program for registered advisers; and legal compliance support. Prior to founding Alaric Compliance Services, he was the co-CEO of EOS Compliance Services, LLC.
Mr. Talarico is a frequent speaker and writer on compliance related matters. He served three terms in the New Jersey State Assembly and sponsored numerous laws, including regulatory reforms of the insurance and banking industries. Mr. Talarico holds a BS ChE from Lehigh University, an MBA from Fairleigh Dickinson University and a JD from New York Law School. He is admitted to practice in New York and New Jersey.
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