Category: Articles & Publications

CORPORATE COMPLIANCE INSIGHTS: Staying Audit-Ready as Regulators Make Compliance a Top Priority

February 17, 2017, By Guy Talarico, Corporate Compliance Insights

We’re only a few weeks into the year, and some of us have already broken resolutions we intended to keep. For compliance officers, there’s still time to assess and resolve to address shortcomings in their compliance programs. Financial firms must make compliance and risk management a top priority this year, particularly since U.S. financial industry regulators will be doing the same…

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