May 23, 2019
PRIVATE FUNDS MANAGEMENT: Are You in Breach of Regulation S-P?
May 3, 2019, By Brian Bonilla
PFM Private Funds Management
OCIE’s most recent risk alert is about client data: find out what compliance issues they found and why private equity firms should pay attention.
Featuring quotes from Guy Talarico, CEO and Founder of Alaric Compliance Services and Greg MacCordy, a Director at Alaric.