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Category: Press

February 21, 2018

PRIVATE FUNDS MANAGER: Splitting the Difference: SEC vs NFA Exams

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February 8, 2018

THINKADVISOR: Practical Tips to Prepare for an SEC Exam

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November 20, 2017

MONEY MANAGEMENT EXECUTIVE: Conducting a Stronger Compliance Review

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November 20, 2017

IGNITES: SEC Liquidity Rule Pushes Shops to Hire Up: Survey

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October 20, 2017

INVESTMENT NEWS: Brace Yourself for More SEC Exams

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September 22, 2017

HEDGE FUND LEGAL AND COMPLIANCE DIGEST: Best Practices to Avoid Regulatory Scrutiny

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