Category: Press
February 21, 2018
PRIVATE FUNDS MANAGER: Splitting the Difference: SEC vs NFA Exams
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February 8, 2018
THINKADVISOR: Practical Tips to Prepare for an SEC Exam
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November 20, 2017
MONEY MANAGEMENT EXECUTIVE: Conducting a Stronger Compliance Review
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November 20, 2017
IGNITES: SEC Liquidity Rule Pushes Shops to Hire Up: Survey
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October 20, 2017
INVESTMENT NEWS: Brace Yourself for More SEC Exams
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September 22, 2017
HEDGE FUND LEGAL AND COMPLIANCE DIGEST: Best Practices to Avoid Regulatory Scrutiny
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