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Category: Best of the Web

January 21, 2021

Alaric Expansion – New Office Opening

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January 7, 2021

SEC Issues Over $1.1 Million to Multiple Whistleblowers

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December 22, 2020

SEC Adopts Modernized Marketing Rule for Investment Advisers

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December 16, 2020

OCIE Risk Alert - Observations from Examinations of Broker-Dealers and Investment Advisers: Large Trader Obligations

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September 21, 2020

Alt Credit US Services Awards 2020

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August 5, 2020

Alaric Compliance Services Shortlisted for 2020 HFM US Service Award

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