Category: Articles & Publications

FINANCIAL PLANNING: Asset Managers Focus on SEC Compliance Over DoL Rule

March 17, 2017, By Andrew Shilling, Financial Planning

Convinced that the Labor Department’s fiduciary rule will be derailed, asset managers are focusing instead on meeting the SEC’s new reporting modernization rules, according to industry executives attending the latest Investment Company Institute conference in Palm Desert, California.

READ MORE

Back to Articles & Publications

Categories

×
Request a Proposal