Category: Articles & Publications

NSCP CURRENTS: Tech Tools to Ease Compliance Testing

February 2017, By Colleen Corwell, NSCP Currents

This is the first in a two-part series of articles developed to help compliance professionals understand how technology can make it easier to manage risk in light of regulators’ plans to make compliance a top focus this year. The second in the two part series will offer an objective deep dive into the technological tools and tactics firms can implement to establish a robust internal control framework.

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