Category: Uncategorized

COMPLIANCE WATCH: Family Ties May Taint Compliance Officer

Dow Jones Newswire, February 9, 2009

Guy F. Talarico, CEO of Alaric Compliance Services LLC, was quoted in an article about the key role compliance officers play, especially now in the post-Enron, post-Worldcom, post-Madoff world. Shouldering the responsibilities of chief compliance officer (“CCO”) while remaining independent and free from influence are critical to the success of the compliance mandate. Said Mr. Talarico without mincing words, “[w]hy would anyone in this environment want to be a CCO without having independence and authority to do what’s right? That’s really insane.”

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