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Call us: 1.888.243.2448
Or Email Us: info@alariccompliance.com To schedule a phone appointment
Alaric Compliance has the expertise needed to guide our clients through the regulatory challenges they face. Over the last decade, we have seen a significant increase in the number of Business Development Companies (BDCs), which are an effective source of funding for small- and mid-size companies. Strong growth and the changing regulatory environment have created a need for more specialized compliance solutions for BDCs and their Investment Advisers.
The Alaric Compliance team has the experience to help Business Development Companies assess risks, develop compliance policies and procedures, and assist in preparation for examinations, reviews and testing. We can provide an independent and experienced Chief Compliance Officer (CCO) for your company. Alaric CCOs meet the SEC’s expectation for expertise, competence and authority in the performance of their roles.
Call us: 1.888.243.2448
Or Email Us: info@alariccompliance.com To schedule a phone appointment