Category: Alerts

Alaric Compliance Alert: Federal Government Shutdown – SEC Operational Status

“Due to the ongoing federal government shutdown, the SEC is currently operating in accordance with the agency’s plan for operating during a shutdown. Effective Thursday, Dec. 27 and until further notice, the agency will have a very limited number of staff members available. The SEC has staff available to respond to emergency situations involving market integrity and investor protection, including law enforcement. In addition, our plan calls for the continuing operation of certain Commission systems, including EDGAR.”1

The SEC plans to post any changes in operational status to

Alaric is monitoring the situation. If you have any questions, please contact us at 1-888-243-2448 or

1 This information was originally published by the SEC at

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