October 19, 2016
National Society of Compliance Professionals 2016 National Conference
National Society of Compliance Professionals
2016 National Conference
Session 9e
Wednesday October 19, 2016
9:45am -10:45am
Due Diligence of Funds, Subadvisors, Counterparties and Vendors
For Investment Advisers, Investment Companies and Private Funds
Presenters:
Joseph McDermott, Chief Compliance Officer, Aviva Investors Americas, LLC
Guy F. Talarico, CEO and Founder, Alaric Compliance Services, LLC
