Alaric Compliance Services

Serving the regulatory
compliance needs of broker dealer, SEC-registered, and unregistered investment management firms.

ALARIC Compliance Services
800 Third Avenue
11th Floor
New York, NY 10022
212.243.5241

August, 2007 - The Role and Responsibility of a Chief Compliance Officer
October, 2006 - Hiring a Full-Time CCO Is Proving Costly for Advisers and Funds, Which Are Now Outsourcing the Entire Compliance Department
July, 2005 - Buy-Side Firms Try Outsourcing Compliance
December, 2004 - Firm Happy to Help Hedge Funds Comply
September, 2004 - The Playing Field: Compliance Zero Hour
August, 2004 - Outsourcing the Role of CCO