Category: Best of the Web

Investment Adviser Charged With Cherry-Picking and Misleading Clients

FOR IMMEDIATE RELEASE
2016-209
Washington D.C., Oct. 4, 2016

The Securities and Exchange Commission today announced fraud charges against an investment adviser accused of “cherry-picking” profitable trades for his own account rather than a client’s accounts, and misleading seniors and other clients about the fees he charged and the risks in investments he recommended.

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