The 6th Annual Marketing & Advertising Compliance Forum for Investment Advisors, Maximize the Benefits of Compliant Advertising Practices will be sponsored by Alaric Compliance Services on September 16 and 17, 2010 at The Princeton Club, New York City. Guy Talarico, CEO of Alaric Compliance Services will be featured as a panelist for Hedge Fund Marketing for Investment Advisors: the Impact of New and Impending Legislation. for more information, please call Financial Research Associates at 800-280-8440 or visit www.frallc.com.
November 2009
Hedge Funds: Recognizing the Importance of Operational Risk: Sponsored by Moody's Tuesday, November 17, 2009, New York, NY. Panelist: Guy F. Talarico. For more information on this event, please visit www.moodys.com/events.
October 2009
MFA's Inaugural Hedge Fund Leadership Conference, Outlook 2009, Oct. 15-16, New York, NY. Sponsor: Alaric Compliance Services, LLC. For more information, please visit www.managedfunds.org/outlook2009.
National Society of Compliance Professionals, National Conference, Philadelphia, PA. Speaker: Joseph McDermott
September 2009
CCO Roundtable hosted by Alaric Compliances Services, New York, New York. Guy F. Talarico
June 2009
Alaric Compliance Services celebrates 5th Anniversary of the firm, New York, New York.
National Society of Compliance Professionals, Midwest Regional Conference. Chicago, IL. Speaker: Joseph McDermott
February 2009
Chief Compliance Officer (CCO) Roundtable hosted by Alaric Compliance Services, New York, NY. Guy F. Talarico
December 2008
ABS/MBS Derivatives and Index Products - Concepts and Topics, ASF Securitization
Institute, New York, NY. Instructor: Christopher Lewis
October 2008
National
Society of Compliance Professionals, National Conference. Philadelphia,
PA. Speaker: Joseph McDermott
September 2008
Structured
Credit in Distress, Distressed Debt Investing & Risk Management:
Navigating the Post-Subprime World Summit. Las Vegas, NV. Moderator: Christopher
Lewis
5th
Annual Marketing and Advertising Compliance Forum for Investment Advisors,
sponsored by Financial Research Associates LLC. New York, NY. Speaker:
Guy F. Talarico
May 2008
Jamison/Alaric Operational Risk Seminar for Hedge Funds. Chicago, IL. Speaker: Joseph McDermott
April 2008
The
Basics of Credit Derivatives - The Hows and Whys, Financial Research Associates'
Derivatives 101/102, Investor and Hedge Fund Risk Summit. New York,
NY. Panelist: Christopher Lewis
March 2008
Jamison/Moody's
Operational Risk Seminar for Hedge Funds. New York, NY. Speaker: Joseph McDermott
Investor and Hedge Fund Risk Summit, sponsored by On Point Conferences, New
York, NY. Speaker: Guy F. Talarico
The CCO must have a thorough understanding of regulatory requirements
and stand firm in the face of challenge, especially when what is "right"
is the subject of debate and interpretation.
"An effective outsource provider will be fully aware of the issues
of proximity and competing commitments, and of the consequences of failing
to meet a firm's compliance requirements."
