Alaric Compliance and its predecessor, EOS Compliance Services, have been meeting the regulatory compliance needs of a wide range of clients since 2004. With offices in New York and Chicago, we serve clients across the U.S., with total assets under management (AUM) of over $45 billion in over 140 funds.
A CCO from Alaric meets the SEC's criteria for expertise, competence and authority. Moreover, an Alaric CCO has the independence to assess each client's compliance practices with a clear eye and can intervene before problems turn into violations. Our CCOs will evaluate each client's existing program and make recommendations to fill any gaps identified, or build a new program based upon the client's specific requirements.
We provide a broad range of consulting solutions, including: