-
For immediate service, call 1.888.243.2448 Home | Contact Us
Alaric Compliance provides an ongoing presence to support each client's in-house CCO, especially in those instances where the CCO is not a full-time position or requires additional staff to fulfill the needs of the compliance program.
Our clients hire us on a monthly, quarterly, semi-annual or annual basis to ensure that compliance review requirements are met when reporting to senior management. We employ existing electronic data interfaces and periodic on-site presence to perform such functions as:
These routine checks mean we can show that our clients are adhering to their compliance programs. Alaric helps clients prove to their investors, prospects and the SEC and other regulatory bodies that they take compliance seriously.
Alaric's representatives meet regularly with each client's management and staff to assess the control environment, conduct periodic testing and create or modify policies in response to evolving regulations and the client's business needs. Each client always has the records they need and the processes in place to substantiate a truly integrated compliance program.
For Alaric Updates
and Event Notices
For immediate service, call 1.888.243.2448