Alaric is the leading provider of outsourced CCOs
For those clients who do not currently employ a CCO, Alaric provides an independent, competent and experienced CCO and the assurance of an independent and transparent compliance program that is sheltered from undue influence or incentive structures.
Included in our Outsourced CCO services are:
- Formal, periodic compliance reviews
- Reports to management and to the Board of Directors
- Continuing compliance education
- Ongoing compliance consulting support
Our outsourced CCO clients benefit from:
Alaric's Team of Experienced Individuals
- Alaric CCOs meet the SEC's criteria for expertise, competence and authority for SEC-registered or unregistered advisory firms and fund managers (mutual funds, hedge funds or fund of funds).
Risk Mitigation
- Alaric CCOs have the independence to assess our clients' business practices with a clear eye and to intervene before problems turn into violations.
Consultations and Examinations
- Alaric CCOs will evaluate our clients' existing programs and make recommendations to fill any identified gaps. If needed, Alaric will help build a new compliance program based on our clients' specific requirements.
