Company

ALARIC Compliance Services, a limited liability company, helps SEC-registered and unregistered investment companies and investment advisers meet applicable compliance requirements by:

Designing, testing, and gaining senior management approval of comprehensive, written compliance policies and procedures
Providing a competent, knowledgeable individual as CCO backed by a solid, experienced support team to oversee these procedures

The company was founded in 2004 as EOS Compliance Services and spun off to become its own entity in January of 2006. The client base served by ALARIC has combined AUM of over $20 billion and includes mutual funds, hedge funds and funds of funds.