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Serving the regulatory
compliance needs
of broker dealer, SEC-registered, and unregistered investment management firms.

ALARIC Compliance Services
800 Third Avenue
11th Floor
New York, NY 10022
212.243.5241

Clients

Alaric and its predecessor, EOS Compliance Services, have been meeting the compliance needs of a wide range of clients since June of 2004. We currently serve over twenty clients with total assets under management (AUM) of over $40 billion in over 140 funds.

Our client base includes:

  • Registered Investment Advisers
  • Business Development Corporations
  • Registered Investment Companies
  • Hedge Funds
  • Fund of Funds
  • Broker/Dealers

We are proud to include among our clients the companies listed on this page.

Prudent Bear
Friedman Billings Ramsey
Keeley Funds
direxion
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