ALARIC Compliance Services can provide an experienced individual to serve as CCO for your SEC-registered or unregistered advisory firm, mutual fund, hedge fund or
fund of funds. A CCO from ALARIC meets the SEC's criteria for expertise, competence and authority. Moreover, an ALARIC CCO has the independence to assess your business practices with a clear eye and can intervene before problems turn into violations. Our CCOs will evaluate your existing program and make recommendations to fill any gaps identified or build a new program based upon your specific requirements.
