Guy F. Talarico
CEO and Founder
Office: New York
Phone: (212) 243-5241
Fax: (212) 679-3570
Email: gtalarico@alariccompliance.com
Guy F. Talarico is the Founder and Chief Executive Officer of Alaric Compliance Services LLC, one of the nation's leading regulatory compliance consulting firms. The firm is now in its seventh year of operation and provides regulatory compliance support, including independent Chief Compliance Officers, to investment managers registered with the SEC, CFTC, NFA and FINRA. Alaric includes in its client base some of the largest hedge funds in the U.S.: registered investment advisers, mutual funds, broker-dealers and private equity firms.
Mr. Talarico has over 28 years of experience in the financial services industry, his background includes serving as the CCO to various registered investment advisers and registered investment companies; the management of a $45 billion asset management and services group at JP Morgan-Chase; client management of SEC-registered advisers within the Institutional Custody Division of Investors Bank & Trust Company; development of an outsourced SEC regulatory compliance program for registered advisers; and legal compliance support. Just prior to founding ALARIC Compliance Services, LLC, he was the co-CEO of EOS Compliance Services, LLC.
Mr. Talarico served three terms in the New Jersey State Assembly and sponsored numerous laws, including regulatory reforms of the insurance and banking industries. Mr. Talarico holds a BS ChE from Lehigh University, an MBA from Fairleigh Dickinson University and a JD from New York Law School. He is admitted to practice in New York and New Jersey.