Bob Frize

The Alaric Team

• Guy F. Talarico
• Michael D. Appleton
• Edward J. Cook
• James T. Detmer
• Joseph M. DiBartolo
• Bob Frize
• Christopher Lewis
• Joseph McDermott
• Melissa Talarico
• Mildred Hernandez
• Abigail Hooper
• Lisa P. Sullivan

Bob Frize, Director

Bob Frize
Director

Office: New York
Phone: (646) 747-3181
Fax: (212) 608-1606
Email: bfrize@alariccompliance.com

Bob Frize has over 15 years of experience in the financial services industry of which 10 years were spent at Pershing. Mr. Frize served on a specialized institutional order desk for RIAs, small hedge funds and large family accounts.

In recent years, Mr. Frize utilized his trading experience and licenses to work as a Branch Control Manager for the Broker Dealer division of Pershing Advisor Solutions. His responsibilities included spearheading Best Execution, monitoring MSRB/TRACE, reviewing OATS, check suitability, and watching for mutual fund timing. He also participated in executive committees, and supervised various trade reports. Along with his trading responsibilities, he approved accounts (KYC, CIP), approves and updates option accounts and monitors checks/wires/journals for possible money laundering.

Mr. Frize graduated from Manhattan College with a BS in Business Administration and Finance. He is qualified for the following securities industry licenses: Series 4, 7, 24, 55, 63, 9 and 10.