We are experiencing tremendous change in the regulatory environment — change that is affecting hedge funds and other financial institutions on a daily basis. Alaric Compliance Services was founded to help clients overcome the compliance challenges presented in this volatile regulatory environment, with minimal distraction to their core business.
At a time when financial resources may be limited, fund managers may be looking for 'tested' solutions that are both current and cost-effective. At Alaric, we have an experienced team of specialists that are uniquely qualified to meet our clients' compliance needs."
Guy F. Talarico, Founder and CEO,
Alaric Compliance Services LLC
Alaric Compliance is dedicated to its mission of providing regulatory compliance solutions and expertise on an outsourced basis to help our clients meet their regulatory compliance requirements in the most cost-effective manner. We provide independent compliance solutions to investment advisors, registered investment companies, hedge funds, mutual funds and funds of funds. Founded on a thoroughly tested and proven compliance approach, our services include:
Alaric has become the leading provider of independent compliance solutions, with over $109 billion under compliance supervision.
The Alaric Team is unmatched in the compliance industry, with over 150 years of cumulative financial services experience and over 100 years of compliance expertise.
Our compliance policies and procedures reflect current industry best practices. We continuously leverage the knowledge gained through our association with other industry participants. In addition, the benefits we offer clients include:
Our diverse and growing list of clients includes: Dunbar Capital Investors LLC, Direxion Funds, FBR Funds, Hirtle Callaghan Trust, Ivory Investment Management LP, Keeley Funds, Modern Asset Management LLC and Rafferty Asset Management LLC.
Alaric Compliance is headquartered in New York with a regional office in Chicago.