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For immediate service, call 1.888.243.2448 Home | Contact Us
Alaric Compliance offers clients a pragmatic and customized approach that is cost-effective and easy for clients to integrate.
Working with in-house compliance, legal and operational staffs, Alaric’s expert compliance team adopts a disciplined process to design solutions that satisfy each client’s individual compliance needs in a cost effective manner.
Implementation proceeds quickly, with most clients achieving full set-up within 7 to 10 business days.
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Alaric's risk assessment begins immediately and is designed to identify:
Alaric will review each client's operating platform to determine any areas of weakness in the production and storage of documents such as trade logs and holding reports. Alaric reviews firm documentation and recommends revisions to their storage and production to allow for compliant storage processes and prompt production.
Alaric will also seek immediate email and operating system access to begin integration into the client's operating structure.
Based on the final assessment, Alaric designs, implements and oversees a compliance program specifically tailored to the risks identified in our process, including:
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For immediate service, call 1.888.243.2448