Clients

About Alaric

• Mission
• Compliance Approach
• How Clients Benefit
• Clients

Alaric Compliance Services LLC
150 Broadway
Suite 302
New York, NY 10038

Alaric can leverage best practices to help each client become and remain a compliance leader

Alaric Compliance provides compliance solutions to a diverse and growing base of clients, enabling us to leverage best practices to help each client become and remain an industry compliance leader.

Alaric Compliance and its predecessor, EOS Compliance Services, have been meeting the regulatory compliance needs of a wide range of clients since 2004. With offices in New York and Chicago, we serve clients across the U.S., with total assets under management (AUM) of over $45 billion in over 140 funds.

We are currently providing compliance consulting services to registered investment advisors, business development corporations, broker-dealers, derivatives fund managers, fund of funds managers, hedge fund managers and registered investment companies.

We are proud to include the following firms among our clients:

• Dunbar Capital Investors LLC
• Direxion Funds
• The FBR Funds
• Hirtle Callaghan Trust
• Ivory Investment Management LP
• Keeley Funds
• Modern Asset Management LLC
• Rafferty Asset Management LLC